Article 1. The basic concepts used in this Law of the Law on the Securities Market For the purposes of this Law, the following basic concepts are used: 1) agency bond – a bon...

Article 2. Legislation of the Republic of Kazakhstan on the securities marketThe Law on the Securities Market 1. The legislation of the Republic of Kazakhstan on the securit...

Article 2-1. The main purpose, objectives and principles of state regulation of the securities market and its subjects of the Securities Market Act 1. The main purpose of sta...

Article 2-1. The main purpose, objectives and principles of state regulation of the securities market and its subjects of the Securities Market Act 1. The main purpose of sta...

Article 3. State regulation of the securities marketThe Law on the Securities Market 1. State regulation of the securities market is carried out by the authorized body for re...

Article 3-5. Measures to improve financial condition and/or minimize risksThe Law on the Securities Market 1. In order to eliminate deficiencies, risks or violations, includi...

Article 3-3. Supervisory response measures of the Securities Market Law 1. In order to protect the legitimate interests of clients of professional securities market participa...

Article 3-1. Limited measures of influence and sanctions applied by the authorized body to subjects of the securities market (except for professional participants of the secur...

Article 3-2. Early response measuresThe Law on the Securities Market 1. In order to protect the rights and interests of investors in the securities market and ensure the fina...

Article 3-6. Sanctions of the Law On the Securities Market 1. The authorized body has the right to apply sanctions to a professional participant in the securities market, re...

Article 3-4. Advisory supervisory response measuresThe Law on the Securities Market 1. The authorized body applies recommendatory supervisory response measures in cases where...

Article 4. Objects of the securities marketThe Law on the Securities Market 1. The objects of the securities market of the Republic of Kazakhstan are: 1) non-governmental...

Article 5. Subjects of the securities marketThe Law on the Securities Market 1. The subjects of the securities market are individual and institutional investors, issuers, pr...

Article 5-1. Qualified investorsThe Law on the Securities Market 1. Qualified investors are individuals recognized as qualified investors in accordance with the procedure est...

Article 6. The State Register of Equity SecuritiesThe Law on the Securities Market 1. The State Register of Equity Securities shall be formed in accordance with the procedur...

Article 7. Issue of government-issued securitiesThe Law on the Securities Market 1. The terms and procedure for the issue of government-issued securities, their placement, c...

Article 8. State registration of the issue of non-governmental equity securitiesThe Law on the Securities Market 1. The state registration of the issue of non-state equity se...

Article 9. Issue prospectus of non-governmental equity securitiesThe Law on the Securities Market 1. The issue prospectus of non-government equity securities should contain...

Article 10. Refusal of state registration of the issue of non-state equity securitiesThe Law on the Securities Market 1. The authorized body has the right to refuse state reg...

Article 11. State registration of the issue of declared sharesThe Law on the Securities Market 1. The decision to issue the declared shares is made by the constituent assemb...

Article 12-2. Features of the issue of non-government bonds without maturityThe Law on the Securities Market 1. Non-government bonds with no maturity date are issued by an is...